Last week at Chennai, Nasscom EmergeOut conclave recognized the prominence SaaS & Cloud hold in IT psyche today, and they had Innovation in the SaaS/Cloud space as its primary theme. I chaired a...
The ticket to preventing and deterring rogue trading could well be technology. Although most financial services firms have some form of surveillance and monitoring technology in place, it isn't good enough to keep them from getting kicked off the regulation train.
Financial services firms risk...
Changes in financial regulation will inevitably increase the importance of market surveillance for exchanges as well as the regulators. Having asked our experts their opinions on how the changes in approach will affect the market in general, we are now looking at the impact on exchanges themselves,...
As financial institutions bemoan the uncertainty still hovering over Dodd-Frank implementation and possible delays, there are steps that they can take to prepare for them even before the ink dries. Otherwise compliance can cause major disruptions to their business operations.
Brokers, in...