Red Flags in Morning, Firms Take Warning

Red Flags in Morning, Firms Take Warning

January 20, 2011 0 Comments

Dr. John BatesA pattern is emerging within new financial services regulations where regulators and financial services firms deploy monitoring technology to "red flag" potential issues such as risk, position limits, errors and manipulation. The "red flags" raised would then alert the relevant personnel or authorities.......... See the full post here

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